© 2003 American Public Health Association
The author has served as project director and coinvestigator for a variety of federally funded behavioral and biomedical HIV prevention projects since 1986. Currently, he is a consultant working with organizations seeking to advance biomedical strategies such as topical microbicides for preventing HIV transmission. Correspondence: Requests for reprints should be sent to Michael Gross, PhD, 1601 18th St NW, #716, Washington DC 20009 (e-mail: m144{at}earthlink.net).
TWO YEARS AGO, IN THESE pages, the US Centers for Disease Control and Prevention (CDC) forecast a resurgent HIV epidemic among US men who have sex with men (MSM). Nationwide surveillance data had not yet shown a higher rate of new infections, but congruent indicators from sexually transmitted disease registries and studies of self-reported risk behavior all suggested that the consistent practice of safer sex was eroding.1 Earlier this year, the CDC announced that the forecast already had come true: new HIV diagnoses increased by 14% among US MSM between 1999 and 2001.2 New York State and Californiawhere the largest US MSM communities reside, although they are excluded from these dataprovide consistent and equally alarming indicators: multiple behavioral measures coincide with unprecedented outbreaks of syphilis3 and increasing rates of rectal gonorrhea.4 The first wave of HIV gathered force and carried off thousands of MSM before the rising crest became evident. This time, there was ample warning. What is going wrong?
When 2 men of differing HIV status engage in anal sex, an infected insertive partner puts an uninfected receptive partner at risk unless he puts on a latex condom correctly before his penis comes in contact with5 or enters his partners rectum. To avoid weakening the rubber, lubricants used with latex condoms must be water based. These lubricants must not contain the spermicidal detergent nonoxynol-9 (N9), which erodes patches of epithelial tissue from the walls of the rectum6 and exposes highly susceptible cells underneath.7,8 The condom must be withdrawn to ensure that no semen is spilled into the rectum. Its that simpleand that difficultto prevent almost all9 HIV transmission between men. What makes it so difficult? Newsoften tentative, sometimes confusing, and occasionally contradictorymay be indigestible and typically travels slowly. For example, a recent study5 suggests that pre-ejaculatory fluid, which many MSM assume carries far less risk than ejaculate, may equally be able to transmit infection. Something serious to worry aboutprovided that further research corroborates the concern. News about the harmful effects of N9 several years ago remained so poorly disseminated that, a year later, one fifth of HIV-positive men believed N9 was more effective than condoms in preventing HIV transmission and almost 15% had used N9-containing lubricants instead of condoms.10 For MSM who pay attention to new research, it is very confusing to hear that treatment with highly active antiretroviral therapy suppresses HIV so effectively that treating the positive partner in a HIV-serodiscordant couple will greatly reduce the risk of sexual transmission during unprotected sex,11 but that men with excellent virological and immunological responses to antiretroviral therapy may intermittently shed high levels of HIV in semen.1215 If theres so little HIV in your plasma that it cannot be found, even by "ultra-sensitive" tests, should you or shouldnt you? Leaving aside knowledgewhich is comparatively easy to impart and assimilatethere is the practical question of means. Do condom, correct lubricant (not spit, nor the complimentary container of hand cream in the motel washroom), and an enthusiastic partner always coincide? If not, if its a "one-night stand" who has only an hour or so to spare, what are you going to do? Latex barriers make sex less stimulating or pleasurable. When sex occurs with someone you deeply care for, using a barrier may feel less intimate.16 Life is short and then you die: so many men youve known have had their lives cut short by HIV, or suicide, or an overdose, or a gunshot, or heart failure. Or an accident: the driver opens his door just as a cyclist speeds by; a friend is left comatose for the rest of his short life. Commercial jets smash into a World Trade Center tower; another friend is crushed in the rubble. So enjoy the "good years" as long as they last. With better and better drugs, surely you can expect 10 or 15 good years even if you become infected tomorrow. Only a few years ago, people had to gag down handfuls of pills several times a day; now its just a few pills once a day. Why wouldnt the drugs keep getting better and better, less and less toxic? Finally the drug companies are on it.
Besides, whats there to live for? Do you want to be stuck in the same boring job, or maybe a worse one, or out of a job, or still in debt, or back in jail? Are there any gay men 15 or so years older whom you admire? Just once, you "blow it," you "slip." Whats the point anyway? Now youre probably infected. Even if youre not, how are you ever going to stick to a steady diet of condoms with all partners, all of the time until the elusive or illusory state of "mutual monogamy" somehow coincides with an HIV-negative partner you can love, desire, and trust?
This is an enunciationnot an explanation, certainly not a justificationof the most superficial obstacles that make consistent condom use challenging even for the best educated and informed, least impoverished MSM in the United States. Just how steady a diet of condoms really is necessary? Who knows? Estimatesmostly using data collected either before combination antiretroviral therapies came into widespread use or as HIV-infected men began to receive these regimensagree on an approximate risk of transmission during unprotected anal sex with an infected partner of about 1 event per hundred episodes, although a single unprotected contact can suffice.17 For populations of MSM, whats the target? What level of improved condom use is required to reduce the aggregate incidence rate by half, or by tenfold? Who knows?
Behavioral interventions to promote condom usethe only strategy currently available to stem the MSM epidemicare failing. Under the best of circumstances, when proven effective, they are not promptly and easily disseminated, and certainly not straightforwardly translatable across the age spectrum, ethnic groups, and subcultures. Without sustained but costly quality assurance procedures, they drift. They may be prone to unintended consequences. What if counteradvertising designed to persuade HIV-negative men that side effects from antiretroviral drug cocktails are no party18 inadvertently discourages adherence among men already being treated with the drugs,19 and thereby facilitates the emergence of drug resistance?20 As drugresistant HIV spreads through a community, treatments lose their potency.
Even when optimally implemented, behavioral interventions may be overwhelmed by technological change. The efficiency of the Internet as a means by which men form sexual liaisons21 greatly surpasses the efficiency of our outreach methods. Facilitation of negotiated "barebacking"the professed preference for sex without condomshas created a visible subculture22 that would not have dared speak its name when men ravaged by HIV disease hobbled down the streets of every "gay ghetto" in the country. The Internets potential to transform patterns of MSM mating in rural areas has yet to be analyzed. Internet sites may facilitate sex among groups as well as dyads, adding innumerable private venues for sex to the proliferation of slightly more public after-hours sex parties and rejuvenated bathhouses. Unless disclosure of HIV status accompanies the organization of such groups, group settings are much less likely to encourage disclosure of HIV status than more discreet "pillow talk" between members of a dyad. The unprecedented and poorly understood effects of Internet-mediated sexual encounters need to be considered in the context of other changes that affect MSM sexual behavior. Behavioral surveillance systems were slow to apprehend the spread and significance of methamphetamines23 and other "party drugs."24 Their expanded production, distribution, and use, together with easy access to licensed pharmaceuticals such as Viagra and steroids, may energize sex binges lasting days. Put these technologies together, and the potential for the incendiary spread of HIV and other sexually transmitted diseases seems unstoppable. We cannot abandon behavioral strategies, such as they are, because they are all we have. But we need new biomedical approaches that appeal to MSM and that can be woven into daily life without making superhuman demands on adaptability, adherence, or rectitude. Disappointing results announced last February 25th from the first efficacy trial of a preventive HIV vaccine, AIDSVAX B/B, were not unexpected, nor are they disheartening. This first trial successfully enrolled nearly 5000 US MSM at high risk; almost all complied with the rigorous requirements of participation in a 2-year experiment. The trial sponsor, VaxGen, never expected AIDSVAX to be highly protective and anticipated that counseling to encourage safer sex would be indispensable, since this would ensure that an expectation of protection would not increase risk behavior so much that it offset the benefits of immunization.26 No other HIV vaccines in advanced development are expected to be fully protective.27 Thus, while continuing to pursue preventive HIV vaccine research, we need the following other biomedical approaches as well:
These objectives will require resources, strategic planning, effective management, and organizational capacity, all of which now are woefully inadequate (box on this page). Consider rectal microbicides, a concept that MSM have again33 and again34 and again35 and again36 told researchers they want and that they would use. Although the CDC and the NIH37 recently began to fund small-scale studies to identify appropriate criteria for assessing the safety of rectal microbicides, the intent is only to guide product labeling should vaginal products, misapplied rectally, prove harmful. Strategic plans from the principal agencies in the Department of Health and Human Services whose missions encompass rectal microbicide developmentthe CDC and the NIH Office of AIDS Researchpropose an uncoordinated array of research topics or projectsthe antithesis of a coherent, strategic product development plan. The CDCs planning document for HIV prevention through 2005 adds rectal microbicides to preventive vaccines and postexposure prophylaxis in one strategy, but it lists development of these technologies as the lowest in priority of 9 strategies to stem the spread of HIV among MSM: one of 223 total strategies listed among 34 objectives for addressing the worldwide HIV pandemic.38 The CDC has not updated its Guide to Microbicide Research and Developmenta collection of research abstractssince 1996.39
The Office of AIDS Research, responsible for NIH goal-setting and budget allocation for HIV research, prides itself on having devised "a unique and effective model for developing a consensus on scientific priorities." Microbicides recently joined the plan as one of 7 "cross-cutting areas" successively grafted onto 5 standing "areas of emphasis." The "strategic plan" for microbicide research alone lists 65 strategiesthe word "rectal" appears in 6among 6 "objectives" that have some unspecified relationship to 7 "priorities."40 As an example of the specificity of these "strategies," one reads: "Facilitate every aspect of product development in preparation for clinical trials." However robust the federal fiscal budget for biomedical research and development is, industry monopolizes the intellectual capital. Established approaches to planning and program management, organizational capacity, and economies of scale all make industry an efficient mechanism for developing and testing drugs, diagnostics, devices, and vaccines; making the case for their approval to regulators; and manufacturing and distributing products once licensed or registered. Industry has been a reluctant partner in prevention research and product development.
When the NIH abandoned plans to test preventive HIV vaccine candidates from Chiron and Genentech in 1994, Chiron curtailed its HIV vaccine program, while Genentech spun off VaxGen to pursue venture capital to pay for a trial the government was expected to underwrite. Other pharmaceutical companies all but stampeded away from HIV vaccine development,41 until lured back by federal programs that assumed much of the financial risk of development and by multinational efforts to establish funds to buy vaccines for the poorest, but most afflicted, nations. In comparison with HIV vaccine development where industry has been skittish, "big pharma" has abstained from microbicide research. Federal programs for topical microbicide research and development, similar to those that reinvigorated HIV vaccine research, have barely begun.42 Some smaller biotech companies have become engaged, but will they remain in the game if the federal government and other sponsors waver in their commitment to underwrite the large-scale trials needed to evaluate effectiveness (box on page 876)? Perhaps most discouraging, lack of a coherent strategy for rectal microbicide development among government and nongovernmental organizations engaged in prevention research is matched by a complete absence of industry interest. An assumption that the market for products specifically designed to confer protection during anal sex is restricted to MSM very likely contributes to a lack of attention to these technologies. But anal sex does not equal "gay sex"; it can be an equal opportunity pleasure: in fact, the few data sets available suggest that many more women worldwide are at risk through unprotected anal sex than MSM.48,49 Treatment and prevention remain unduly bifurcated in the very structure of federal programs. The CDC supports prevention. The Health Resources and Services Administration and the Health Care Financing Administration underwrite care and treatment. The NIH supports research in both areas, but through different administrative units, and its multicenter networks conducting the lions share of clinical research are defined by distinct agendas: treatment or prevention. Only as concerted efforts focus on the global pandemic are there signs of integration of these synergistic agendasHIV prevention research has been a principal engine of expanded HIV diagnostic and treatment capacitybut in the United States they remain largely segregated. For example, strikingly missing from many studies that have assayed the amount of virus in the semen of men receiving highly active antiretroviral therapy1215 is any attempt to identify optimal drug combinations to suppress seminal viral load. With 16 potent antiretroviral drugs licensed at the beginning of 2003 and several more queued up for regulatory approval, many different combinations might offer similar clinical benefits for patients. Why have multiple possible combinations not been evaluated for their concurrent preventive potential (box on page 879)?
When the CDC warned 2 years ago of the impending second wave of epidemic HIV among US MSM, recommendations included efforts at the "community, structural, and policy level" to "address the effects" of homophobia and stigmatization as underlying causes.1 Amplifying on this theme, the 2005 CDC HIV Prevention Plan notes that homophobia inhibits prevention "at all levels," not least "the broader culture, which delivers anti-gay messages, institutionalizes homophobia through structural mechanisms, such as laws that regulate intimate sexual behavior, and lags in its support of sensitive and honest prevention for gay and bisexual youth, young adults and older men."38 Despite such warnings from the CDC and the Institute of Medicine,59 prevention efforts fall prey to political opportunism, misplaced moralism, stigmatization, and homophobia. The popularity of the sitcom Will and Grace has no more undone discrimination against and stigmatization of homosexuals than Americas embrace of The Cosby Show eradicated racial disparities or tensions. Many distraught parents still evict gay youths, propelling them into lives of inner-city scavenging and vulnerability to exploitation. Most schools continue to refrain from even the meekest adaptation to gay adolescents needs for safety and mutual affiliation, much less the authentic respect that might nourish self-respect. In turn, whatever normalization school and after-school settings might provide for concurrent emotional and sexual maturation among heterosexual adolescents is denied to most of their gay counterparts, who instead are apt to retreat into furtiveness, shame, or precocious pairings with older partners. How is the CDC to counter homophobia in Congress,60 which sets its budget, or in the executive branch, where the whims of a presidential or departmental advisor can wreak havoc? Public health officials find themselves engaged repeatedly in rearguard actions to defend what already has been achieved. The CDC, the Food and Drug Administration, and the NIH had to scurry to assemble an expert panel61,62 to counter a war on condoms led by Tom Coburn (former Republican representative from Oklahoma, subsequently selected to chair the Presidents Commission on HIV and AIDS).63 Even the director of the CDC had to step up to the plate to exonerate the San Francisco Department of Health from repeated declarations by Rep Mark E. Souder (Republican from Indiana) that it had violated federal law by funding "obscene" prevention programs like Stop AIDS (delivered in the privacy of gay mens homes).64,65 "Defend" marriage against same-sex couples and demanddespite evidence that such policies are counterproductive66that schools substitute "abstinence only-until-marriage" programs for condom education and availability67: a perfect formula for tuning out gay students at greatest risk.68 As many heterosexuals have discovered, maintaining rewarding sexual and emotional relationships can be challenging, even with the legal, contractual, familial, social, economic, religious, and innumerable cultural supports that exist for marriage. Subtract those incentives and what do you have? "Higamous hogamus, womans monogamous. Hogamous, higamous, man is polygamous"69 pretty much sums it up. On the same day that 7 astronauts and fragments of the vehicle that failed them plummeted to the fields and woods of east Texas, 6 times that many US MSM became infected. Maybe the number was higher, since it occurred on a weekend; perhaps lower, if news of catastrophe interrupted libidinous pursuits. The calculus of safety investment in Columbia measured the cost of improvements against the risk of equipment failure.70 Lives that hung in the balance fell through the equations. On the basis of CDC estimates of the lifetime expenditure for treating a single case of HIV infection,38 MSM infections acquired that single day will cost $6.5 million. The cost in human potential need not enter the calculus even for a voodoo economist, unless so muddled by moral outrage that he thinks sex between men is indeed something "to die for."
Theodore M. Brown, PhD, Jeffrey Levi, PhD, and Gloria Weissman provided important recommendations; however, errors of omission or commission are solely those of the author.
Peer Reviewed Accepted for publication February 24, 2003.
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