© 2003 American Public Health Association
David M. Morens is with the National Institute of Allergy and Infectious Diseases, National Institutes of Health, Bethesda, Md, and the University of Hawaii School of Medicine, Honolulu. Correspondence: Requests for reprints should be sent to David M. Morens, MD, National Institute of Allergy and Infectious Diseases, National Institutes of Health, 6610 Rockledge Dr, Room 4097, Bethesda, MD 20892-6603 (e-mail: dm270q{at}nih.gov).
In 1876, Robert Koch established anthrax as the first disease linked to a microbial agent. But Kochs efforts had followed more than 150 years of scientific progress in characterizing anthrax as a specific human and veterinary disease. Focusing on France and the period between 1769 and 1780, this brief review examines noteworthy early events in the characterization of anthrax. It suggests that some "new" diseases like anthrax might be "discovered" not only by luck, brilliance, or new technologies, but by clinical/epidemiological "puzzle-fitting," which can assemble a cohesive picture of a seemingly specific disease entity. If such processes have operated over 2 or more centuries, studying them may yield clues about desirable interactions between epidemiology/public health and experimental science in the characterization of new diseases.
ROBERT KOCHS 1876 "discovery" of anthrax2 is an event familiar to physicians, veterinarians, microbiologists, and public health professionals. Anthrax was the first infectious disease linked to a microbial agent, and Kochs anthrax discoveries confirmed the centuries-old "germ theory," legitimized the new field of microbiology, and led to the development of numerous preventive vaccines for passive and active immunotherapy for other diseases. It was also Kochs anthrax discovery that prompted his colleague Edwin Klebs (18341913) to set down the "HenleKoch postulates" for establishing microbial causes of disease,3,4 leading to acceptance of infectious agents as the causes of tuberculosis (1882), cholera (1883), and many others.5
But Kochs discovery was not serendipitous. Characterization of anthrax was the result of a long series of critical observations and experiments extending over decades. Some of these events have been occasionally remembered in the context of early microbiology610 (Table 1
Almost completely forgotten, however, is what might be called the "early discovery" of anthrax, which took place in the premicrobial era, a century before Koch. By "early discovery" I mean the characterization of anthrax as a distinct and specific disease, transmitted and acquired by specific (if multiple) means. It can be argued that this early discovery of anthrax, which occurred in the context of veterinary and human public health responses rather than experimental science, is just as important as Kochs later triumph. Without it, the breakthroughs of experimental microbiology in the next century, which culminated in Kochs success, may not have occurred when they did. The following examination of the early characterization of anthrax focuses on a small group of French observers working over a 12-year period (17691780) amid devastating epizootics that produced many fatal human cases. It looks also at the unique confluence of political and social determinants that made characterization of anthrax possible.
Epizootic Appearance Anthrax and several other sporadic and epizootic diseases of domestic animals had probably been prevalent since ancient times, but they had not been well distinguished from each other. In early 18th-century Europe, fatal epizootics in cattle and other farm animals had seldom been recognized and apparently were small in scale. Sheep pox and glanders were gradually becoming recognized, but these did not cause widespread devastation. In 1709, the first of many disastrous cattle epizootics appeared in Europe, ushering in a century of almost constant epizootic prevalence and economic disaster. At the time, the causes of these epizootics were unknown; historians later came to believe that most were caused by only 3 infectious diseases.11 Rinderpest, a highly fatal and highly contagious disease of cattle caused by a measles-related paramyxovirus, appeared first and caused Europes most infamous panzootic from 1709 to 1713. Thereafter, rinderpest (then referred to nonspecifically as "la maladie pestilentielle des bêtes à cornes" and later in England as "cattle plague") remained in one locale or another throughout the 18th century, undergoing panzootic recrudescences in the 1740s and again during most of the 1770s. Epizootic anthrax appeared almost simultaneously with rinderpest, in 1712. It caused a European panzootic and then settled down to frequent small-scale outbreaks, punctuated by further panzootics in the periods 1757 to 1763, 1774 to 1780, and 1786 to 1793. The third epizootic disease, foot-and-mouth disease, caused by a picornavirus related to the human enteroviruses, appeared suddenly in 1755 and caused a brisk European panzootic. It reappeared sporadically over the next half century, including panzootics in 1763 to 1764 and 1776 to 1779. The economic impact of these epizootics was enormous. In Western Europe, over 200 million cattle died of rinderpest alone between 1709 and 1769, said to be equivalent to an annual loss of 20% of all dairy cows continuously over a 60-year period.12
Differentiating Between Enzootic and Epizootic Diseases That all 3 epizootic diseases noted aboverinderpest, anthrax, and foot-and-mouth diseasepredominantly affected cattle, that 2 of them affected humans in close contact with cattle (at least occasionally), and that they were often coprevalent, all tended to reinforce the belief that the 3 diseases were variants of the same. In place of disease specificitythe modern notion that different "causes" (e.g., microorganisms) produce different diseasesobservers of the time were more likely to conclude that epizootics and epidemics alike took on different characteristics and exhibited different behaviorsfrom time to time and place to placenot because of inherently different causes, but under the influence of modifying "local" climatic, environmental, and meteorological cofactors. This was a century-old notion of Guillaume de Baillou (15381616),14 adapted from Hippocratic doctrine and referred to by Thomas Sydenham (16241689) as an "epidemic constitution."15
Epizootic Responses Impressed by the recent appreciation of the contagionlike transmission of scabies and mange,17 Ramazzinis contemporary Carlo Cogrossi (16821769) derived from rinderpest observations the most advanced germ theory proposed to that date, noting in 1714 that "in spite of all the assistance of microscopes which . . . reinforce my conjectures and suspicions . . . the idea [of contagion] would not be unreasonable even if . . . it were impossible to discover [detect] insects [communicable agents]."1 The European response to rinderpest was orchestrated at the highest levels of government. The Popes physician, Giovanni Lancisi (16541720), arrived at the same general conclusions about rinderpest as had Ramazzini, and proposed an aggressive public health response that featured destruction of all ill and suspect animals (but not exposed healthy animals), followed by cremation, burial, and disinfection.18 In England, farmers were indemnified for government-destroyed cattle.19 In France, King Louis XIVs 1714 arrêts du Conseil drew up powerful veterinary public health measures. Friedrich Wilhelm of Prussia even ordered health certificates for all transported cattle, along with the carving of an "FW" on the right horns of imported cattle.20 By 1716, seven years of epizootic rinderpest had led to a great awakening of the old contagion theory, to a dawning realization that diseases of domestic animals seemed to obey the same rules (however poorly understood) as diseases of humans, and to a more sophisticated and more aggressive preventive approach by kings, princes, and modernizing states.
Up to this time, anthrax had not been extensively studied. Unlike rinderpest (from which it had not yet been clearly differentiated), anthrax was clinically and epidemiologically confusing, as reflected in hundreds of publications in the medical literature of the time that appear, in retrospect, to correspond to anthrax. The reasons, apparent to us today, could not have been apparent 200 years ago. Anthrax cannot normally be transmitted from animal to animal by aerosol (like rinderpest) but can be transmitted by blood, body fluids, and the carcasses, flesh, and hides of dead animals, as well as by contaminated earth and fomites (i.e., inanimate objects capable of transmitting infection). It affects many animals as well as man, and it produces different clinical pictures in different hosts, as well as different diseases in the same host, depending on its mode of acquisition (e.g., the clinically distinct pictures of cutaneous, gastrointestinal, and inhalational anthrax in man).
Clinical Experiences As a young physician, Nicolas Fournier (c. 17001781) had been sent to investigate one of the most devastating events of the century, the infamous "peste de Marseille,"21 a bubonic plague epidemic that killed 80,000 people between 1720 and 1722. Returning to one of Dijons major hospitals, Fournier began to see and treat a disease that appeared similar to what he had seen in Marseille, so-called charbon malin ("malignant charcoal"). Having little clinical success, Fournier sought the advice of an older practitioner, a Dr Verny, whose successes with charbon malin had likewise been few, but who had at least made progress in distinguishing it from similar conditions like charbon simple and clou charbonneux (a darkened carbuncle). Fournier began private research on this challenging disease. By 1727, he had begun to investigate charbon malin outbreaks in villages around Montpellier. He now also saw cases of fatal internal charbon associated with consumption of the meat of ill animals. He marveled at the terror that seized a community struck by even a single charbon case, noting the inevitable response of villagers, who would drag off the victims from their families, place them in isolation in far-off places, under guard, and wait until they died. Fournier was soon able to go beyond Vernys observations by differentiating charbon from additional conditions like "erysipelatous" charbon, which only spread superficially on the surface of the body (as he had seen in the "peste de Marseille"), charbon ordinaire, "phlegmon charbonneux," "le clou," furuncles, complications of smallpox, and scorpion bites. Believing he was observing a spectrum of conditions larger than just cutaneous charbon malin, Fournier developed a classification system for them. Deviating from the standard symptom-based classifications then in vogue in France and much of Europe, as promulgated by Frances influential nosologist Boissier de la Croix de Sauvages,22 Fourniers classification was based on (presumed) means of acquisition and on severity.
Fourniers Classification of Human Anthrax The second form, contagious charbon, was defined primarily by its means of acquisition and existed in 2 clinical varieties: (1) one associated with a single cutaneous lesion and a lesser tendency to become systemic and (2) an "internal" variety that was rapidly fatal. Both of these clinical varieties were contagious, Fournier indicated, because they occurred only after touching or eating the meat, wool, or hides of animals. Indeed, he clearly described human anthrax acquired from handling wool long after it had (presumably) been contaminated, an early appreciation of transmission by fomites. He did not specifically describe inhalational anthrax. Fourniers treatise was an important advance in conceptualizing anthrax as a specific disease. Although the association of human with animal disease was not fully characterized, and the clinical spectrum not fully described, Fournier did describe the basic clinical and epidemiological characteristics of a human-acquired zoonosis, distinguished it from other diseases, categorized it into different clinical/epidemiological varieties, and loosely identified the 2 main clinical/epidemiological forms recognized today: cutaneous and gastrointestinal anthrax.
Anthrax Epizootic Explosion Major epizootics and epidemics now began to explode. In Saint-Domingue, Regnaudot reported epizootic anthrax in horses, mules, and cattle in 1772, 1773, and 1774.26 Worlock described epizootic anthrax imported into Saint-Domingue from North American horses.27 These observations documented multispecies involvement in single epizootics, as well as contagious importation into new areas that provided a "fertile soil."
A 1774 Guadeloupe epizootic was reported in great clinical and epidemiological detail by Henri-Léonard-Jean-Baptiste Bertin (17191792), who documented not only the specific means of transmission from animals to humans but also the absence of secondary spread between human index cases and their close contacts.28 A careful observer, Bertin documented numerous instances of anthrax lesions on the hands and lower arms of slaves who opened animal carcasses, performed animal autopsies, or administered animal enemas. (The administration of enemas, a common treatment for a variety of veterinary conditions, involved inserting the hands and arms far up into the animals rectum.) Bertin also observed intestinal anthrax in humans who consumed the meat of ill animals. He performed autopsies, verifying the gross pathological similarity of intestinal lesions in animals to those in humans. The return of epizootic anthrax to Saint-Domingue in 1774 and 1775 was recorded by an obscure physician named Baradat, but written up and interpreted by proto-epidemiologist Félix Vicq-dAzyr29 and later by his colonial colleague Charles Arthaud.30 The 17741775 epizootic affected not only cattle, horses, and mules but also goats, sheep, pigs, dogs, cats, and chickens. Once again, many slaves were infected and died, and once again the means of human acquisition were as Bertin had described28: opening animal carcasses and administering enemas to farm animals (both practices causing cutaneous lesions only on exposed surfaces) or eating infected meat (causing fatal gastrointestinal disease).
Proto-Epidemiology and Proto-Epizootiology Begin to Coalesce Henri Bertin, the author of the key 1774 anthrax epidemic investigation report in Guadeloupe,28 was a nobleman and horse fancier who had been intendant of Lyon from 1754 to 1757. In that powerful position he had become passionately devoted to the agricultural life of the region, and increasingly concerned about the social and economic impact of the recurring epizootics that threatened it. In 1759, Bertin had been appointed comptroller general of France under Louis XV. Within 2 years, he had engineered an arrêt du Conseil authorizing establishment of Frances (and the worlds) first veterinary school, in his old hometown of Lyon. Bertin placed the new school under the supervision of his friend Claude Bourgelat (17121779), the director of the local horsemanship academy and a renowned philosophe. By 1764, Bertins influence was such that he convinced the king to upgrade the Lyon school to an école royale vétérinaire and to name Bourgelat director and inspector general. No sooner had the Lyon school opened, in 1762, than small groups of its veterinary students were sent out to investigate epizootics, which they were credited with controlling.31,32 Another intendant, Anne-Robert-Jacques Turgot (17271781), was soon networking with Bertin to create a second school in Limoges, in his own region of Limousin. When this effort failed, Bertin and Turgot conceived a more ambitious plan, successfully establishing their second veterinary school at Charenton, and soon moving it to the nearby Chateau dAlfort, on the outskirts of Paris.
Vicq-dAzyr Links Human Medicine, Veterinary Medicine, and Proto-Epidemiology Vicq-dAzyrs successes came at a critical time. In 1776, when Turgot and others convinced the new king (Louis XVI) to establish a Société royale de médecinepartly as a progressive youthoriented alternative to the privilege-obsessed Paris Faculty of MedicineLouis named Paris Faculty member Vicq-dAzyr "permanent secretary," a role providing nearly total control over the societys day-to-day operations. Vicq-dAzyr was quick to set up a national system of human and veterinary disease surveillance and outbreak investigation throughout France and in her overseas colonies.36,37 He immediately began interacting on a regular basis with those few physicians and scientists interested in epidemic and epizootic diseases, many of whom were members of the same royal societies (e.g., Vicq-dAzyr, Bourgelat, and Alforts future director, Philibert Chabert, were all members of the societies for medicine, sciences, and agriculture). Vicq-dAzyr worked closely with his own protégé, Alforts chemistry professor Antoine-François de Fourcroy (17551809). In 1782, when national veterinary education was placed under the direction of the powerful intendant of Paris, Louis-Bénigne-François Bertier de Sauvigny (17371789), Vicq-dAzyr himself was appointed an Alfort professor.
Scientific and Public Health Networks Are Created It was under Vicq-dAzyrs leadership, and with his considerable organizational skills, that a fuller picture of anthrax was assembled from the input of his Alfort colleagues and his "correspondents" in the national disease surveillance system. The most important outbreak reports from the French West Indies, for example, saw the light of day under Vicq-dAzyr. Several of the outbreaks were published in some detail by Vicq-dAzyr in 1776,34 the most significant report being that of the 1774 Guadeloupe epizootic conducted by Bertin and the 17741775 Saint-Domingue epizootic recorded by Baradat. Vicq-dAzyr was also able to draw into his circle the independent veterinary investigator Jean-Jacques Paulet (17401826), a member of the conservative and competitive Paris faculty and author of a comprehensive treatise on epizootiology39 that was published, possibly with Vicq-dAzyrs help, a few months before a similar work by Vicq-dAzyr himself.34 Considering the frequency with which the evolving data and conclusions of various observers were presented, discussed, published, and republished by their colleagues, it seems clear that new observations about anthrax circulated intensely through the small group of Alforts professors and Vicq-dAzyrs proto-epidemiology correspondents.
Philibert Chabert and the Characterization of Anthrax Chaberts 1780 work is often cited as the first true description of anthrax as a specific disease. Compared with similar works of the era, it is written with admirable exactness, objectively examining clinical and pathological findings. But it draws strongly on the preexisting knowledge of his colleagues, focuses on treatment rather than disease characterization, and is devoted only to veterinary anthrax, omitting discussion of human disease. Chaberts division of veterinary anthrax into 3 basic formsessential (localized cutaneous), symptomatic (systemic), and interior (gastrointestinal)seems to be derived from some of Fourniers observations in human beings. In any case, the sudden attention to veterinary diseases in France received worldwide attention. By 1780, veterinary schools had been set up in Italy, Germany, Denmark, the Austrian Empire, and Sweden. Anthrax had been essentially characterized clinically and epidemiologically as the veterinary and human disease recognized today. Very little new information about anthrax was added over the next 4 decades. In 1823, an Alfort professor, Éloy Barthélemy (17831850; known as "Barthélemy aîné" to distinguish him from his veterinarian brother), picked up Vicq-dAzyrs line of research to show that anthrax could be transmitted experimentally by blood and material from lesions.42 In 1837, inhalation anthrax was recognized.43 In 1860, the first experimental microscopic studies of Bacillus anthracis,8 conducted by Delafond, who had been a prize-winning first-year Alfort student under Barthélemy in the year Barthélemy first proved anthrax transmission,42 ushered in the microbial era that led to Kochs definitive "discovery" 16 years later.2
The End of an Era Bertier de Sauvigny, who directed Alfort during Vicq-dAzyrs entire professorship there, was lynched and then decapitated shortly after the fall of the Bastille. de Fourcroy, another Alfort professor and Vicq-dAzyrs chief protégé, survived the revolution as a radical Jacobin. After the assassination of the murderous physicianrevolutionary Jean-Paul Marat (17431793), de Fourcroy succeeded him in the Convention. (Despite his brilliance as a speaker, de Fourcroy wisely avoided Marats extreme positions and generally kept quiet). Chabert, denounced and imprisoned during the Terror, escaped the guillotine owing to the intervention of one of his students, Jean Girard (entering veterinary class of 1790). To save Chabert, Girard may have risked his own life in an appeal to Georges Couthon (17561794), a Jacobin member of the rabid Committee of Public Safety, who nevertheless succeeded in gaining the beloved professors release. (Couthon joined his colleagues Robespierre, Saint-Just, and 80 others at the guillotine during a bloody purge 2 years later. Girard went on to become an acclaimed Alfort professor.) Bertin was thrust into obscurity by the revolution and died of unknown causes at the height of it, in 1792. With the death of the Société royale de médecine and the national disease surveillance system, Vicq-dAzyr, now "second physician" to Louis XVI and principal physician to Marie Antoinette, was stripped of his powers. Wandering the poorer quarters of Paris, ministering to the disadvantaged, he was present at the queens execution. He died shortly thereafter, possibly from bovine tuberculosis.
Despite the relative obscurity of these early anthrax investigations, they set the stage for later events that led to Kochs "discovery." It could not have been an accident that Bacillus anthracis was the first microorganism to be linked to a transmissible disease, because its clinical appearance, natural history, and modes of transmission in nature had been largely worked out for its most common hosts. In the modern era, it has been proposed that some "new" infectious diseases have been elucidated by a particular type of "disease discovery process" that begins with clinical description and proceeds to clinical differentiation, epidemiological/epizootiological characterization, generation of a hypothesis about the diseases etiology, epidemiological "fitting," and finally to experimental proof of etiology.44 Such a process would obviously require a healthy and well-supported scientific and public health infrastructure. The characterization of anthrax appears to fit such a modern "discovery process" scenario. If such processes are found to span centuries and survive radical changes in sciencea possibility that probably deserves further considerationit may be important to examine them more carefully. Understanding the means by which diseases are characterized and "discovered" may help us support key systems involved in various critical steps, so that public health/epidemiology and experimental science can better meet the challenges of new and emerging diseases. The "discovery" of anthrax may also suggest the value of both breadth and depth in scientific and societal approaches, as well as the importance of maintaining strong links between clinical medicine, epidemiology/epizootiology, public health, and experimental science.
I thank the many individuals on the staff of the History of Medicine Division, National Library of Medicine, National Institutes of Health, for help in manuscript retrieval and interpretation.
Peer Reviewed Accepted for publication December 6, 2002.
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