© 2004 American Public Health Association
The authors are with RAND, Santa Monica, Calif. Correspondence: Requests for reprints should be sent to Phyllis L. Ellickson, PhD, RAND, 1700 Main St, PO Box 2138, Santa Monica, CA 90407-2138 (e-mail: phyllis_ellickson{at}rand.org).
Objectives. We used data gathered from 6259 youths between the ages of 13 and 23 years to compare trends in smoking among 4 racial/ethnic groups. Methods. We weighted trend data to represent baseline respondent characteristics and evaluated these data with linear contrasts derived from multiple regression analyses. Results. Although African Americans exhibited higher initiation rates than Whites, they exhibited consistently lower rates of regular smoking than both Whites and Hispanics. This seeming anomaly was explained by African Americans lower rates of transition to regular smoking and greater tendency to quit. Racial/ethnic disparities were accounted for by differences in pro-smoking influences. Conclusions. Reducing racial/ethnic disparities in smoking may require reducing differences in the psychosocial factors that encourage smoking.
National surveys reveal striking racial/ethnic disparities in adolescent smoking behavior. Whites and Hispanics are more likely than African Americans to be current or daily smokers throughout adolescence15 and also appear to initiate smoking earlier.6,7 Asian youths tend to exhibit lower rates of smoking than Whites and Hispanics but not African Americans.2,8,9 Previous studies have not revealed White/non-White differences in smoking cessation rates during adolescence10,11; however, specific racial/ethnic subgroup differences have not been thoroughly examined. Documenting racial/ethnic differences in smoking is only a starting point in understanding disparities in cigarette use. Such differences raise important questions about what factors foster group differences in smoking behavior and whether sufficient variation exists to warrant tailoring prevention and cessation programs to specific groups.12 A better understanding of the racial/ethnic context of cigarette use might shed light on how to curb its initiation and escalation during adolescence and young adulthood.13 Previous research suggests important racial/ethnic variations in 4 psychosocial and behavioral risk domains relevant to smoking: social bonds (families, school, religion), exposure to pro-smoking social influences, engagement in problem behavior, and pro-smoking attitudes. Studies have shown that, in comparison with Whites, Hispanics14,15 and Asians16 exhibit stronger levels of family attachment and that Asians1720 exhibit greater levels of commitment to academic achievement, factors that may result in these groups being less vulnerable to pro-smoking influences and attitudes. Among African Americans, stronger religious ties6 and greater parental disapproval of smoking21,22 seem particularly protective. In contrast, White youths typically have more friends who smoke and approve of doing so, and they may be more vulnerable than other groups to peer influences6,23,24 and parental smoking.6,16,25,26 Risk taking is a stronger predictor of smoking behavior among African Americans,25,26 whereas behavior problems are more strongly associated with smoking among Whites.26 Finally, smoking-related attitudes are important determinants of smoking behavior,2729 and there is some evidence that their impact on smoking may vary according to race/ethnicity (e.g., the belief that smoking improves ones self-image predicts smoking onset among White and Hispanic youths but not African American or Asian youths).26 The goal of our study, which involved a sample of youths from 4 racial/ethnic groups, was to describe trends in lifetime, past-year, and regular (weekly) smoking behaviors occurring between the ages of 13 and 23 years. We expected that, in comparison with African American and Asian youths, White and Hispanic youths would exhibit higher rates of smoking initiation by the age of 13 years and higher rates of weekly smoking over the 10-year period under study. We also examined the extent to which racial/ethnic disparities in smoking behavior could be explained by predictors drawn from the 4 described risk factor domains.
Participants The current sample participated in a multiyear study originally conducted to evaluate Project ALERT, a school-based drug prevention program.30 Participants were recruited from 30 California and Oregon middle schools located in urban, suburban, and rural communities. Nine schools had a minority population of 50% or more; 18 drew from neighborhoods with household incomes below their state median. The baseline sample consisted of 6527 seventh graders. The present study included 6259 participants who completed the baseline survey (conducted in 1985) and reported their race/ethnicity as White (70%), African American (11%), Asian (11%), or Hispanic (8%). We examined 6 waves of data collected over 10 years when the participants were between the ages of 13 and 23 years. Twelve percent of the sample had dropped out of high school by the age of 18 years.
Measures Participants were assessed on the 4 psychosocial/behavioral domains mentioned earlier: pro-smoking social influences (parental smoking approval, adult smoking, friends smoking approval, best friend and peer smoking, cigarette offers), social bonds (academic orientation, school grades, nuclear family, talking to parents about personal problems), problem behavior (deviance, rebelliousness, lifetime marijuana use, alcohol use frequency), and pro-smoking attitudes (smoking intentions, low levels of resistance self-efficacy, global smoking beliefs).
Analyses
We conducted follow-up regression analyses examining risk and protective factors associated with observed racial/ethnic differences in smoking initiation and weekly smoking. Our first models examined the extent to which each of the 4 risk factor domains measured at 13 years of age could account for the significant difference in initiation rates between White and African American adolescents at 14 years of age (based on the significance and change in magnitude of the odds ratio [OR] representing the racial/ethnic group difference when each domain of interest was included in the model relative to the original model not including any explanatory variables). We used an analogous procedure to examine differences in weekly smoking rates between Whites and African Americans, as well as between Whites and Asians, at the ages of 14 and 18 years (with predictors measured at 13 and 16 years, respectively). Models predicting smoking rates at the age of 14 years included White, Asian, and African American participants who completed surveys at 13 and 14 years of age (n = 5857); models predicting smoking rates at 18 years included White, Asian, and African American participants who completed surveys at 16 and 18 years (n = 3591). For descriptive purposes, we also created plots of the means observed for 5 risk and protective items over time, including all participants in each wave and conducting pairwise mean comparisons among specific racial/ethnic groups for each item. We controlled for type I error rates in all pairwise mean comparisons with a Bonferroni adjustment. All analyses incorporated nonresponse weights that corrected for attrition bias31 (attrition rates ranged from 10% at wave 3 to 46% at wave 8); in addition, each analysis controlled for treatment and participant clustering within schools.
Smoking Initiation Figure 1 The lifetime smoking plot suggests that African Americans and Hispanics initiate smoking earlier than Whites and Asians. Pairwise comparisons of initiation rates at the age of 14 years among the 4 racial/ethnic groups revealed that significantly more African Americans and Hispanics than Whites and Asians initiated smoking (for all comparisons, P < .002). However, lifetime smoking rates across the 2 earlier-initiating groups did not significantly differ at 14 years (t29 = -1.7, P = .096).
Regular Smoking Statistical tests largely supported this 2-group distinction. Hispanics and Whites were significantly more likely to be weekly smokers than Asians and African Americans at all waves, although the AsianWhite contrast at 13 years was only marginally significant (P < .03 for all but the latter comparison). In addition, no significant differences existed between the proportions of weekly Hispanic and White smokers aged between 14 and 23 years or between the proportions of weekly Asian and African American smokers at any time point.
To illuminate why African Americans exhibited high initiation rates but low levels of regular smoking, we examined their past-year smoking trends, which declined between the ages of 13 and 18 years (Figure 1 If the first explanation is correct, African Americans should reduce their past-year smoking rates over time more than other racial/ethnic group members. In fact, we found that past-year smoking among African Americans decreased significantly more so than among Whites (t29 = -7.7, P < .0001) and Asians (t29 = -4.6, P < .0001) but not Hispanics (t29 = -1.0, P = .303). As did African Americans, Hispanic youths tended to try smoking and then quit, exhibiting decreases in past-year smoking that were greater than those observed among Whites (t29 = -5.0, P < .0001) and Asians (t29 = -3.5, P < .001). However, because so many Hispanics initiated smoking during early and middle adolescence, quitting appeared to have less of an impact on their weekly smoking rates. To test the second hypothesis, we looked at whether African Americans who had smoked in the past year exhibited lower levels of regular smoking than members of other racial/ethnic groups. We restricted the sample for this regression model to participants who had smoked in the past year, modeling weekly smoking as a function of race/ethnicity, time, and their interaction. Evaluation of the linear contrasts supported this explanation. Among those who had smoked in the past year, African Americans were less likely than Whites to be regular smokers at waves 1, 3, 5, and 6 (wave 1: t29 = -4.6, P < .0001; wave 3: t29 = -4.6, P < .0001; wave 5: t29 = -6.8, P < .0001; wave 6: t29 = -3.7, P < .001). They were also less likely to be weekly smokers at one or more of these time points than Hispanics (F6,24 = 7.78, P < .0001) but not Asians (F6,24 = 1.97, P = .11).
Risks of Regular Smoking
The results showed that early initiators (those who started smoking by the age of 14 years) were 6 times more likely to be weekly smokers at 18 years than those who did not start smoking before high school; they were almost 16 times more likely to be weekly smokers at 23 years. Similarly, those who initiated during high school (late initiators) were 7 times more likely than non-initiators to be regular smokers at 23 years. Moreover, early initiators were twice as likely as late initiators to be regular smokers at 23 years. However, among African Americans, early initiation was not a significant risk factor for regular smoking by late adolescence (18 years); only when they reached young adulthood (23 years) did early smoking increase their risk of becoming regular smokers. In contrast, Whites, Hispanics, and Asians who had started smoking by early adolescence were significantly more likely than nonsmokers at that age to be regular smokers by 18 years of age, a difference maintained at 23 years. In addition, initiation during high school was associated with an increased risk of regular smoking during young adulthood only among Whites.
Correlates of Racial/Ethnic Differences in Smoking
Table 2
In contrast, grade 7 predictors did not account for the comparatively lower rates of regular smoking at 14 years among African Americans relative to Whites. As shown in models 2A through 2D in Table 2 Conversely, Asians exhibited significantly lower rates of weekly smoking than Whites at 14 years and marginally lower rates of lifetime smoking. Three of the 4 predictor blocks (social influences, social bonding, and problem behaviors) accounted for this groups lower rates of regular smoking, yielding similar odds ratio changes (from a significant odds ratio of 0.36 to nonsignificant odds ratios of 0.55, 0.49, and 0.54 in models 2A, 2B, and 2D, respectively). Including attitudinal variables also lowered the odds ratio (to 0.46), but the difference remained significant. In addition, Asians exhibited more favorable scores than Whites on most domain variables at 13 years (lower scores for parental smoking and approval, peer smoking and approval, family disruption, smoking intentions, deviance, rebelliousness, and other drug use, along with higher grades, academic orientation, and resistance self-efficacy) (P < .05).
By the age of 18 years, social influence variables measured 2 years earlier accounted for African AmericanWhite differences in regular smoking, while both social influence and problem behaviors accounted for AsianWhite differences (Table 2 Among Asians, adding social influence variables raised the odds ratio for weekly smoking at 18 years of age to a nonsignificant 0.91, while adding problem behaviors raised it to a nonsignificant 0.75; taking into account social bonding and attitudinal variables substantially reduced the AsianWhite gap as well. Two years earlier, Asians had significantly more favorable scores than Whites on all but one of the social influence, social bonding, attitudinal, and problem behavior measures (P < .05). These findings suggest that changes in exposure to pro-smoking social influences and changes in the development or maintenance of pro-smoking attitudes may help explain why African Americans were less likely to make the transition from experimental to regular smoking. They also indicate that maintaining lower profiles in regard to all 4 risk factor domains appeared to be important for Asians. To explore these observations further, we examined trends in 2 social influence variables (best friends smoking status and frequency of cigarette offers), 1 attitudinal variable (smoking intentions), 1 social bonding variable (poor grades), and 1 problem behavior (alcohol use).
Figure 2
Our analyses of smoking trends over 10 years showed that Hispanics and Whites exhibit consistently higher rates of weekly smoking than African Americans and Asians from 13 years of age through young adulthood. However, African Americans start smoking earlier than Whites and, indeed, exhibit significantly higher rates of lifetime smoking at 13 years than do White adolescents. The reason for this anomaly is that African Americans who initiate cigarette use early in adolescence are more likely to quit than Whites, or, if they continue smoking, they are more likely to maintain the habit at lower levels. Consistent with these results, we found that early initiation raised the risk of regular smoking by the age of 18 years among all groups except African Americans. Analysis of psychosocial risk factors suggested that African American initiates are less likely to become regular smokers than Whites or Hispanics because their social environment becomes less conducive to smoking after the age of 13 or 14 years and because they do not develop strong smoking intentions (or other pro-smoking attitudes). We found that the proportion of African American youths with a best friend who smoked declined consistently between ages 13 and 18 years, while their exposure to cigarette offers diminished between ages 14 and 18 years. After 13 years of age, African Americans were also more likely than either Hispanics or Whites to experience parental disapproval of smoking and to communicate with their parents about personal problems. By 18 years, differences in previous exposure to pro-smoking social influences fully accounted for the lower rates of regular smoking exhibited by African Americans relative to Whites. Differences in pro-smoking attitudes also helped explain the gap in smoking at 18 years between these 2 racial/ethnic groups. Among Asians, low rates of cigarette use were accounted for by consistently low scores on multiple risk factors for smoking. At the age of 14 years, controlling for prior characteristics representing each domain removed or substantially diminished the gap in rates of regular smoking between Asian and White adolescents. At 18 years, controlling for prior social influences or problem behaviors removed the gap, while controlling for social bonds or attitudes diminished it substantially. These results suggest that efforts to change the social environment surrounding early smokersparticularly pro-smoking pressure from family and peersmight help weaken the link between early initiation and smoking escalation. They also support efforts aimed at reducing pro-smoking attitudes, improving family and school bonds, and curbing other problem behaviors. In addition, the presence of comparatively high scores in regard to other risk factors, such as poor school performance (which predicts future smoking among adolescents3638), can be offset by counteracting protective factors within the familial or peer environment. African American youths in this study had consistently worse grades than Whites, but their relatively good standing in terms of social influence and attitude variables after 13 years of age appeared to outweigh the potentially negative effects of weak school bonds. Our results also indicate that late (high school) initiation is a risk factor for regular smoking among White young adults but not among young adults from other racial/ethnic groups. Although previous research suggests that social influences play a significant role in enhancing the vulnerability of White youths to increased smoking after the age of 18 years,23 further efforts are needed to identify shifts in risk and protective factors that may presage or complement this heightened risk. The strengths of this study included our ability to compare 4 racial/ethnic groups over a relatively long time period and the rich array of psychosocial factors available for assessing differences in smoking behaviors across the groups. Another strength was our use of multiple measures of smoking over time, which yielded a richer and more nuanced picture of racial/ethnic differences and offered insights into how changes in adolescents environments may help reverse patterns initiated in early adolescence. Limitations of the study included our inability to distinguish different Hispanic or Asian subgroups and our reliance on smoking self-reports and a West Coast sample that may not generalize to other cohorts or areas. However, reports of smoking in this cohort were highly accurate when externally validated and subjected to internal consistency checks.39 Furthermore, the prevalence rates observed in our sample in regard to drug use, violence, dropping out of school, and multiple problem behaviors during late adolescence were within the range typically found in national studies.31,40,41 Our results support earlier work indicating that African Americans and Asians are less likely to become regular smokers than Whites and Hispanics.3,9,42 However, our findings that African Americans start smoking earlier than Whites and are less likely to make the transition to regular smoking are new. These differences may be partly attributable to the fact that we included data from younger adolescents and examined rates of regular smoking conditional on past-year smoking. However, they may also be attributable to sample and cohort differences. Future research should seek to replicate our results in different samples involving different cohorts of young people.
This work was supported by grant 10RT-0062 from the University of California Tobacco-Related Disease Research Program.
Human Participant Protection
Contributors P. L. Ellickson, M. Orlando, and J. S. Tucker drafted and revised the article and supervised the analyses. M. Orlando and D. J. Klein conducted the analyses. Accepted for publication August 20, 2003.
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