© 2006 American Public Health Association DOI: 10.2105/AJPH.2004.057851
Louise H. Flick is with the School of Nursing, Southern Illinois UniversityEdwardsville, and the School of Public Health, St Louis University, St Louis, Mo. Cynthia A. Cook is with the School of Social Service, St Louis University. Sharon M. Homan is with the School of Public Health, St Louis University. Maryellen McSweeney is with the School of Nursing, St Louis University. Claudia Campbell is with the School of Public Health, Tulane University, New Orleans, La. Lisa Parnell is with Lutheran Hospital, St Louis. Correspondence: Requests for reprints should be sent to Louise H. Flick, DrPH, School of Nursing, Box 1066, Southern Illinois UniversityEdwardsville, Edwardsville, IL 62026-1066 (e-mail: lflick{at}siue.edu).
Objectives. We examined the association between psychiatric disorders and tobacco use during pregnancy. Methods. Data were derived from a population-based cohort of 744 pregnant African American and White low-income women living in urban and rural areas. The Diagnostic Interview Schedule was used to assess women for 20 different psychiatric disorders. Results. In comparison with nonusers, persistent tobacco users (women who had used tobacco after confirmation of their pregnancy) and nonpersistent users (women who had used tobacco but not after pregnancy confirmation) were 2.5 and 2 times as likely to have a psychiatric disorder. Twenty-five percent of persistent users had at least 1 of the following diagnoses: generalized anxiety disorder, bipolar I disorder, oppositional disorder, drug abuse or dependence, and attention deficithyperactivity disorder. Conclusions. In this cohort study, 5 diagnoses were more prevalent among persistent tobacco users than among nonusers, suggesting that several psychiatric disorders contribute to difficulty discontinuing tobacco use during pregnancy. Smoking cessation efforts focusing on pregnant women may need to address co-occurring psychiatric disorders if they are to be successful.
During pregnancy, womens motivation to discontinue tobacco use is typically high.1,2 Nearly 25% of women stop spontaneously when they learn they are pregnant.2 Although some persistent tobacco users respond to brief pregnancy cessation programs,3 the majority do not, and success has been limited even in the case of intense programs.4 Results of studies comparing persistent users with quitters suggest that social risk factors such as low educational levels, single parenthood, low income levels, greater likelihood of interpersonal problems, and risky health behaviors are more prevalent among persistent users.5 In the general population, tobacco use is associated with psychiatric disorders such as major depression, anxiety disorders, substance abuse,68 schizophrenia, bipolar disorder, and panic disorder.9,10 In a nationally representative study, Lasser and colleagues11 found that individuals with at least 1 current psychiatric disorder (i.e., those meeting lifetime criteria and having symptoms in the past month) were 2.7 times more likely than those without a disorder to report smoking (95% confidence interval [CI]=2.3, 3.1), and quantity of use increased with increasing numbers of disorders. Some speculate that tobacco use functions as a type of self-medication for psychiatric symptoms,12 and recent evidence indicates that tobacco produces effects on neurochemicals similar to those of antidepressants.13 Although rates of psychiatric disorders in pregnancy are unknown, estimates suggest that they are high. According to representative community studies, 20% to 30% of women have met criteria for a psychiatric disorder in the previous 12 months, with higher rates among women of childbearing age than older women.14,15 Psychiatric disorders appear to negatively affect pregnancy and infant outcomes, although it is unclear precisely how they do so. Proposed mechanisms include the neuroendocrine stress response, behavioral effects, and genetic factors.16,17 Schizophrenia has been shown to be associated with fetal growth restriction,17 preterm birth,18 and infant mortality.19 Research on depression, anxiety, and maternal stress suggests effects on fetal growth, preterm birth, and infant development.2029 Although depression and anxiety in pregnancy have received considerable attention,30,31 few studies have examined the relation between tobacco use in pregnancy and other psychiatric symptoms or disorders.32 Because individuals with psychiatric disorders are more likely to use tobacco and to use larger amounts than those without disorders, tobacco use may partially account for the association between psychiatric disorders and negative infant outcomes. Many studies have not controlled for tobacco use, but those that have done so have shown persisting associations between psychiatric disorders and negative infant outcomes.21,25,33 Tobacco use and psychiatric disorders each appear to contribute to poor infant outcomes. Because both rates of tobacco use and quantity of use are higher among women with psychiatric disorders,11 and because most women are highly motivated to quit during their pregnancy,1,2 psychiatric disorders may be more prevalent among those who are unable to quit when they learn they are pregnant than among those who discontinue their use of tobacco. We examined whether psychiatric disorders are more prevalent among pregnant women who persist in using tobacco.
Data Sources We obtained the data for this study from a prospective cohort investigation of prenatal mental health and its impact on birth outcomes, use of health care services, and health service costs.
Study Population Participants were interviewed once during their pregnancy at the WIC site or in their homes between February 2000 and August 2001. Birth certificates were matched by state personnel and returned in electronic file form.
The Diagnostic Interview Schedule, Version IV (DIS-IV),35 a diagnostic instrument based on the fourth edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV ),36 was used to assess women for 20 current (i.e., previous 12 months) diagnoses. Horton et al.37 demonstrated that the DIS-IV had good to excellent reliability for most diagnoses ( Participants with any reported substance use or with apparent confusion were assessed with the DIS dementia module, which is based on the Mini-Mental Status Examination42 and the Blessed Dementia Rating Scale.43 One participant with physician-diagnosed bipolar disorder was excluded because she was too confused to understand the questions. Interviewers resided in the areas sampled and received weeklong training sessions conducted by certified DIS-IV trainers. Interviews were tape recorded. Each interviewers tapes were reviewed until a consistent level of quality was obtained, and then samples of the tapes were analyzed for quality control purposes throughout the data collection process. An interview coordinator provided daily supervision, and investigators held monthly debriefing sessions. The DIS tobacco module assesses onset, recency, quantity, and frequency of tobacco product use as well as symptoms of dependence. Date of most recent use allowed a comparison with date of pregnancy confirmation. Information on number of cigarettes smoked during pregnancy was obtained from birth certificates. In these analyses, DIS data were used to define the independent variable; birth certificate data were used only to determine agreement with DIS data.
Psychiatric Disorder and Tobacco Use Definitions Women who met DSM-IV criteria for at least 1 diagnosis, other than nicotine dependence, on the basis of symptoms experienced in the previous 12 months were grouped into the "any psychiatric disorder" category. Individual diagnoses included major depressive disorder (MDD), bipolar I and bipolar II disorders, dysthymia, schizophrenia, posttraumatic stress disorder (PTSD), obsessive/compulsive disorder, generalized anxiety disorder, panic disorder, social phobia, specific phobia, eating disorders (anorexia and bulimia), attention deficithyperactivity disorder (ADHD), antisocial personality disorder, oppositional disorder, conduct disorder, alcohol abuse or dependence, and drug abuse or dependence. Nicotine dependence was assessed but excluded from the analyses because of its close association with persistent tobacco use. Diagnoses were made according to the scoring program provided with the DIS; all exclusion criteria were applied. Women who met lifetime criteria for major depression and criteria for a current depressive episode were classified as having a current MDD diagnosis. Women who met lifetime criteria for bipolar I disorder and criteria for a current episode of mania, hypomania, or depression were classified as having a diagnosis of current bipolar I disorder.
Data Analyses Dichotomous outcome variables included diagnoses of each specific psychiatric disorder, diagnoses in overall categories of disorders, and diagnoses of "any current psychiatric disorder." Diagnostic categories included anxiety disorders, affective disorders, ADHD and behavioral disorders (e.g., oppositional, conduct, and antisocial personality disorder), and any alcohol or drug abuse or dependence. Multiple logistic regression analyses were used to calculate estimated adjusted odds ratios (ORs) for individual psychiatric diagnoses, diagnostic categories, and "any current disorder" diagnoses. The 8 potentially confounding variables were included as covariates in each model.
Tobacco use data were not available for 11 of the participants, yielding a usable sample of 733. Participants with and without tobacco data did not differ in terms of demographic characteristics.
Validity and Reliability of Self-Reported Tobacco Use
Sample Characteristics
Table 2
Most participants with a psychiatric diagnosis had not undergone mental health treatment in the past year. Among the 192 women with a disorder who had both treatment and tobacco data available, only 27% (n = 52) reported having received psychiatric treatment in the past year, 21% (n = 41) reported having desired treatment but not receiving it, and 52% reported not desiring treatment. Treatment status was not associated with persistent tobacco use ( 24 = 6.56, P = .16).
Bivariate Analyses
Multiple Logistic Regression Analyses
Individual diagnoses were analyzed if there were 10 or more observed cases (a prevalence rate of 1.4% or above). Consequently, panic disorder, bipolar II disorder, dysthymia, schizophrenia, anorexia and bulimia, conduct disorder, antisocial personality disorder, alcohol abuse/dependence, and obsessive/compulsive disorder were not analyzed. Among the anxiety disorders, generalized anxiety disorder accounted for most of the effect. Relative to nonuse, persistent tobacco use (Table 4
In the case of affective disorders, only bipolar I disorder was associated with persistent tobacco use (OR = 3.09) in comparison with nonuse; there was a 3-times greater likelihood of a bipolar I diagnosis among nonpersistent users as well. Among persistent users, the likelihood of a manic episode (a criterion for bipolar I disorder) was higher than the likelihood of bipolar I disorder (OR = 4.92). Among nonpersistent users, this difference in likelihood was almost 4 times greater (OR = 3.80). Neither MDD nor depressive episodes achieved significance. In terms of ADHD/behavioral disorders, persistent users were 8 times more likely than nonusers to meet criteria for ADHD (OR = 8.25) and 3 times more likely to have an oppositional disorder diagnosis (OR = 2.97). There were fewer than 10 cases of the other disorders included in the affective disorder category, and these disorders were not tested. In the alcohol or drug abuse/dependence category, prevalence rates of alcohol diagnoses were low, but persistent tobacco users were 5 times more likely than nonusers to report illicit drug use or dependence (OR = 4.90). No association was observed with PTSD.
Nicotine Dependence The DSM-IV criteria for nicotine dependence require clinically significant impairment or distress as manifested by at least 3 of the following symptoms in the previous 12 months: use of increasing quantities, withdrawal symptoms during attempts to stop, tolerance to nicotine, desire to or unsuccessful attempts to cut down or stop, and continuing tobacco use even when such use is known to cause or exacerbate a physical problem or psychological problems.36 Surprisingly, the majority of respondents who met criteria for nicotine dependence did not use tobacco after their pregnancy had been confirmed. Those meeting criteria for nicotine dependence accounted for only 19% of persistent tobacco users, offering further evidence that pregnancy provides strong motivation to stop.
Quantity of Consumption
Fetal exposure to tobacco is the most important modifiable risk factor for poor birth outcomes,46 and tobacco use in pregnancy is common. Tobacco use rates among pregnant women have declined since 1990, but 15 states have reported significant recent increases among pregnant teenagers.47 Although representing an area of high priority, tobacco cessation interventions focusing on pregnant women have had limited success.1,46 Evidence supports an association between tobacco use and psychiatric disorders in the general population11,48 and the detrimental effects of depression on smoking cessation efforts.4950 However, little attention has been paid to other psychiatric disorders as factors in cessation of tobacco use during pregnancy. Our data suggest that attention to several psychiatric disorders may be warranted. Smoking cessation success rates may increase if women with such disorders are identified and offered appropriate treatment or supportive interventions. In the present low-income sample, women who had used tobacco in the past year were 2.5 times more likely than nonusers to have a psychiatric diagnosis. This finding is comparable to the 2.7-times greater elevated risk among tobacco users in the general population reported by Lasser and colleagues.11 Lasser et al. used the Composite International Diagnostic Interview, a standardized diagnostic interview that yields consistently higher prevalence rates than the DIS with similar populations.11,15
Diagnostic Categories
Individual Disorders That we did not find an association with either MDD or major depressive episodes was surprising given the strong associations between tobacco use and depression or depressive symptoms reported in samples of both nonpregnant and pregnant women.6,11,48,51,52 However, one recent study focusing on tobacco use and depression among adolescents indicated that the apparent association could be explained by unobservable factors.53 This issue warrants further study. Persistent users were 3 times more likely than nonusers to have bipolar I disorder and 5 times more likely to have experienced a recent manic episode (a key criterion for bipolar I disorder). Sixty-nine percent of participants with bipolar I disorder were tobacco users, similar to the results of the Lasser et al.11 study, in which 60% of respondents with bipolar disorder reported that they smoked. Also, illicit drug abuse or dependence was highly associated with persistent tobacco use (OR = 5.3), consistent with the results of other studies.6,11,51 The strongest association occurred with ADHD; persistent tobacco users were 8 times as likely as nonusers to have an ADHD diagnosis. A combined analysis of the 5 disorders associated with tobacco use persistence showed that 24.8% of persistent tobacco users, compared with 8.1% of non-users, had at least 1 of these diagnoses.
Potential Confounding
Screening for Psychiatric Disorders Given the apparent high prevalence rate of psychiatric disorders among pregnant women and the effects of these disorders on infant health, use of a broad measure to screen all pregnant women would be ideal. Several such measures have been developed, and work is ongoing to establish their reliability, validity, and utility so that they can be applied in clinical situations.54
Nicotine Dependence In this study nicotine dependence, as the sole diagnosis, was excluded from the "any psychiatric disorder" category with minimal effect. Only 19% of persistent tobacco users were dependent on tobacco, and 44% of those with nicotine dependence had been diagnosed with at least 1 other psychiatric disorder. One fifth of those meeting criteria for nicotine dependence reported that they had discontinued use while they were pregnant, suggesting that they were motivated to stop smoking in spite of dependence symptoms. Many women resume smoking immediately after their childs birth. WIC self-report data for our sample indicated that 26% (16 of 61) of women who stopped smoking during their pregnancy resumed before their postpartum appointment. Clearly, nicotine dependence does not explain persistent tobacco use in this sample.
Strengths and Limitations In addition, we compared participants with a diagnosis of a given disorder with participants without that diagnosis (but potentially with other diagnoses). Relationships might have been stronger (but power might have been reduced) if the comparison group had been women without any diagnosis. Finally, self-reported tobacco, drug, and alcohol use data probably introduced error as a result of underreporting.46,57 Blalock et al.52 reported that pregnant women with DSM-IV-based depressive disorders who smoke are less likely to inform their doctors that they smoke than are nondepressed women. If such differences in likelihood of reporting occurred in our sample, the results would be biased toward not finding an association with tobacco use. If women with MDD report their tobacco use less often than women with other disorders, this could account for the lack of an association between MDD and persistent tobacco use.
Conclusions
This study was funded by the National Institute of Mental Health (grant R01/MH57736-03) and by St Louis University through a research initiative and a Beaumont Faculty Development Award. Preliminary findings of this study were presented at the 129th Annual Meeting of the American Public Health Association, October 2001, Atlanta, Ga. The participation of the Missouri Department of Health and Senior Services and the 6 county WIC programs is gratefully acknowledged. Mary Elizabeth Gallagher assisted with administration, supervision, and data collection; Julie Baylor and Nujjaree Nettip assisted with data collection; Yin Chen assisted with analysis of the Diagnostic Interview Schedule data; Suwattana Kumsuk assisted with the literature review; and Leigh Tenkku provided administrative support. Elizabeth Tornquist and Deborah Hwa-Froelich reviewed drafts of the article.
Human Participant Protection
Peer Reviewed
Contributors Accepted for publication January 4, 2006.
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