© 2006 American Public Health Association DOI: 10.2105/AJPH.2004.052381
Eugene Declercq is with the Maternal and Child Health Department, Boston University School of Public Health, Boston, Mass. Fay Menacker and Marian MacDorman are with the Division of Vital Statistics, National Center for Health Statistics, Hyattsville, Md. Correspondence: Requests for reprints should be sent to Eugene Declercq, PhD, Maternal and Child Health Department, Boston University School of Public Health, 715 Albany St, Boston, MA 02118 (e-mail: declercq{at}bu.edu).
Objectives. We examined factors contributing to shifts in primary cesarean rates in the United States between 1991 and 2002. Methods. US national birth certificate data were used to assess changes in primary cesarean rates stratified according to maternal age, parity, and race/ethnicity. Trends in the occurrence of medical risk factors or complications of labor or delivery listed on birth certificates and the corresponding primary cesarean rates for such conditions were examined. Results. More than half (53%) of the recent increase in overall cesarean rates resulted from rising primary cesarean rates. There was a steady decrease in the primary cesarean rate from 1991 to 1996, followed by a rapid increase from 1996 to 2002. In 2002, more than one fourth of first-time mothers delivered their infants via cesarean. Changing primary cesarean rates were not related to general shifts in mothers medical risk profiles. However, rates for virtually every condition listed on birth certificates shifted in the same pattern as with the overall rates. Conclusions. Our results showed that shifts in primary cesarean rates during the study period were not related to shifts in maternal risk profiles.
A long-term rise in cesarean rates in the United States began in the mid-1960s and continued to the late 1980s, drawing national attention starting in the late 1970s that focused on reducing the number of cesarean births.1 The American College of Obstetricians and Gynecologists (ACOG) directed particular attention toward increasing the number of vaginal births after cesarean (VBACs) and issued guidelines in 1988 and 1991 that contributed to the heightened use of VBACs,2 after which the overall cesarean birth rate steadily decreased until 1996.3 Notably, the US rate was declining at the same time that national rates in most other industrialized countries were increasing.4 Largely not noted was that whereas VBAC rates rose to an all-time high in 1996, rates of primary cesareans (i.e., cesarean deliveries among women with no previous such deliveries) declined in a comparable, but inverse, pattern.3 As VBAC rates peaked, a debate developed in the clinical literature over the safety of VBACs,58 and in the late 1990s rates began a rapid decline, with the most recent figures documenting the lowest rate (10.6%) since cesarean deliveries began to be reported on birth certificates in 1989. By 2004, the overall cesarean rate had risen to 29.1% and the primary cesarean rate to 20.6%, both representing the highest national rates ever reported.9 This latest trend in the overall rate has been noted in government reports,3 provider group studies,10 and the popular press,11 and the majority of attention has been focused on shifting VBAC rates12 and "patient-choice cesareans"13,14 rather than on changes in primary cesarean rates. We used national birth certificate data to examine changes in primary cesarean rates in the United States between 1991 and 2002. In particular, we assessed demographic and medical risk factors associated with cesarean deliveries in an attempt to determine the degree to which variations in cesarean rates corresponded to changes in the risk profiles of mothers or appeared to be a function of changes in clinical practice.
We based our analysis on data drawn from 1991 through 2002 US birth certificate files.15 As mentioned, such data have been available since 1989, and all of the states and the District of Columbia have been reporting information on cesarean deliveries since 1991. We computed cesarean rates for birth records on which information was available for the "method of delivery" item; these data were available for more than 96% of all US births during 1991 through 1993 and more than 99% between 1994 and 2002.
We focused on the rate of primary cesarean deliveries, defined here as the number of primary cesareans per 100 live births among mothers who had not had a previous cesarean. We examined changes in rates among all women as well as among a lower risk group composed of mothers with singleton, full-term ( We also examined changes in the distributions of medical indications that might influence cesarean rates and the shifting rates associated with these indications. In our analysis, we selected from the 31 medical risk factors and labor or delivery complications listed on birth certificates those for which the associated 2002 primary cesarean rate was at least 50% above the national rate, with three exceptions. Too few cases of "seizures during labor" and "anesthetic complications" in the birth certificate data and difficulty in interpreting the meaning of "other excessive bleeding" led to inclusion of all 3 of these indications in the "other complications" category. For comparison, we include rates for those mothers among whom there was no risk factor or complication noted on the birth certificate (this measure has been the subject of a more extensive study elsewhere17).
In 2002, there were 634 426 primary cesarean and 1 043 846 overall cesarean births in the United States, the latter representing an increase of 246 727 over the number of such births in 1996. More than half (53.0%) of that growth was a result of the increase of 130 702 primary cesareans between 1996 and 2002. Figure 1
The trends over time for all primary cesareans and lower risk primary cesareans were comparable. Likewise, although the rate of primary cesareans among nulliparous women was consistently about 2.5 times higher than that among multiparous women, these women exhibited the same pattern over time. The substantial rise followed by a decline in the national VBAC rate (data not shown) has been described as reflecting clinical practice changes in response to concerns about uterine rupture,18 but the primary cesarean rate, far less remarked on, had an almost perfect negative correlation with the annual VBAC rate between 1991 and 2002 (Pearson r= 0.99).
Primiparous Mothers
Patterns among White, non-Hispanic and Hispanic women were similar. However, among Black, non-Hispanic primiparous mothers, the decrease from 1991 to 1996 was minimal (3%), whereas the increase from 1996 to 2002 (21%) was similar to that seen among the other groups. Thus, whereas the primary cesarean rate among Black, non-Hispanic primiparous mothers was more than a full percentage point lower than that among primiparous White, non-Hispanic mothers in the early 1990s, the rate was almost a full percentage point higher in 2002.
In all cases, primary cesarean rates increased with advancing maternal age, with more than half (52.4%) of primiparous mothers older than 40 years delivering via cesarean in 2002. Notably, the overall primary cesarean rate among primiparous White, non-Hispanic mothers in 2002 was more than 2.6 percentage points higher than the rate among primiparous Hispanic mothers. However, in every age group with the exception of teenagers, the primary cesarean rate among Hispanic mothers was equal to or higher than that among White non-Hispanic mothers (Table 1 Likewise, the largest concentration of births among mothers younger than 25 years (51%) was in the Black, non-Hispanic group. Thus, despite their much higher age-specific primary cesarean delivery rates in every age group in 2002, the overall primary cesarean rate among Black, non-Hispanic primiparous mothers was less than 1 percentage point higher (27.2%) than that among White, non-Hispanic mothers (26.4%).
Multiparous Mothers Rates also increased with advancing maternal age among multiparous women, with older Black, non-Hispanic women exhibiting the highest rates. Almost one fourth (24%) of Black, non-Hispanic mothers older than 35 years who had delivered their children vaginally in the past had a primary cesarean in 2002.
Risk Profile: Cesarean Births
Second, medical risk profiles may not have changed but, regardless, the behavior of clinicians changed21 (e.g., the number of macrosomia cases was the same, but there was a greater frequency of cesareans associated with that diagnosis) (Table 3
Initially we assessed, after control for parity, patterns of change in the 3 factorsgestation, presentation, and pluralityrecommended by ACOG10 and Healthy People 201016 for use in cesarean rate risk adjustments; in addition, we analyzed an indicator that has been widely examined as a possible influence on cesarean rates, macrosomia.19,22 The data presented in Table 2 An additional analysis of the prevalence of all medical risk factors and complications of labor and delivery listed on birth certificates (data not shown) revealed that the general pattern of change (a decrease between 1991 and 1996 and an increase from 1996 to 2002) applied to only one of the 31 risk factors or complications examined (dysfunctional labor). Reported rates of the medical risk factors assessed generally rose during both time periods studied, and, with the minor exception of dysfunctional labor, reported rates of labor and delivery complications dropped during both periods. Overall, for all women, there was no clear correspondence between the pattern of recorded risks and changes in primary cesarean rates.
Risk Factors for Primary Cesareans
It appears from our results that, in concert with population changes (e.g., more older women delivering a first infant and increased rates of multiple births),15 changes in obstetrical practices were the major influence on the shifting pattern of primary cesarean rates in the 1990s and the early 2000s. Although age, race/ethnicity, and parity distributions of mothers changed in the 1990s, an examination of cesarean births among lower risk mothers showed that rates of primary cesareans in virtually all of the subgroups analyzed shifted in the same pattern: a decrease between 1991 and 1996 followed by a larger increase between 1996 and 2002. Rates increased over time among older mothers, a significant consideration given the growing number of births in this group. Likewise, although an examination of the prevalence of medical risk factors and labor or delivery complications revealed changes in the occurrence of such conditions, these alterations did not correspond to the pattern of shifts observed in primary cesarean rates. However, primary cesarean rates associated with virtually every possible medical risk factor and complication did correspond closely to the pattern of a 1991 to 1996 decrease and a 1996 to 2002 increase. Examination of the lower risk group of mothers with singleton, full-term births involving a vertex presentation showed that the cesarean rate in 2002 for primiparous mothers was 22.4%, far higher than the recommended Healthy People 2010 guideline of 15% for first-time mothers in this risk profile subgroup.16 Among those cases in which there was no reported medical indication whatsoever,17 there was a sharp rise in rates of primary cesareans, with an increase of 79% between 1991 and 2002. Despite the great deal of attention focused on increasing VBACsand then questioning of this practicechanges in primary cesarean rates had the greater impact on overall cesarean rates in the United States in the 1990s and early 2000s. In the case of individual mothers, primary and repeat cesareans are now powerfully linked because the growing restrictions on VBACs23 mean that mothers having primary cesareans will typically deliver subsequent infants via cesarean. Increasing rates of primary cesareans, particularly among younger, primiparous mothers, will therefore profoundly influence overall cesarean rates in the future by creating a large cohort of women for whom repeat cesareans will be the norm. For example, in 2002 alone, 228559 women younger than 30 years who were delivering their first infant had a primary cesarean, and, given current practice, they are highly likely to have a repeat cesarean in any future birth. Notwithstanding the recent focus on VBACs, several studies have explored potential influences on primary cesarean rates. Gregory et al., using national hospital discharge data, compared information from 1985 and 1994 and found that, in the latter year, a small but increased proportion of primary cesareans were associated with breech presentations.24 However, as a percentage of overall births, breech presentations remain relatively rare. Parrish and colleagues, analyzing data from Washington State, found that primary cesarean rates were affected by maternal age, parity, and birthweight,19 although Taffel et al.,25 using a similar model and national data, reanalyzed these results and suggested that age and parity accounted for most of the variation. Gregory et al.,26,27 in 2 analyses of California hospital discharge data, found that maternal age was a major factor, as was hospital type (data on this latter variable are not available on birth certificates). Recent studies have also suggested that prepregnancy obesity (a measure not available in the present data) is related to higher primary cesarean rates.28,29 However, rates of obesity among US women in all age groups continued to increase during the entire period of our study,30 and these trends did not coincide with the trends in cesareans observed. Overall comparisons between the studies just described and the present research are limited as a result of the reliance on different data sets, time periods, and questions asked; however, we examined the variables identified as important in these studies whenever possible. There are legitimate concerns associated with reliance on certain birth certificate items,31 but, for several reasons, this was probably not as significant a problem in the present study as in others. First, the key variables assessed in our analysisprimary cesarean rate, age, and parityare among the more reliably measured items on birth certificates.32 Second, although the completeness and quality of the medical risk factor and complication data included on birth certificates are of concern (issues related to under-reporting of individual items have been summarized elsewhere31), our findings are consistent across all categories of risk factors and complications. Finally, and most important, because we examined changes over time, there is no inherent reason to expect bias that would have led to shifts in the measurement of these variables at different time points. The recent change in the primary cesarean rate in the United States has involved a notable decrease followed by a substantial increase in just over a decade. The present results suggest the need for further studies focusing on nonclinical reasons for shifts in cesarean delivery rates. It has been suggested that some of the growth in primary cesareans has resulted from "patient choice" cesareans,13 although evidence of such a trend is not based on systematic surveys of mothers. A current debate in the obstetrical literature, with more published editorials calling for elective cesareans,33 indicates that there may be a shift in obstetricians attitudes,34 but again the data are anecdotal. In addition, there have been suggestions that "defensive" medicine associated with fear of malpractice awards might cause shifts in clinicians behavior.35 More research is needed on the causes of such trends, given that the increase in primary cesareans combined with growing restrictions on VBACs will lead to a continuationand, in all likelihood, accelerationof the current growth in overall cesarean rates in the United States.
Peer Reviewed
Contributors
Human Participant Protection Accepted for publication April 11, 2005.
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