© 2009 American Public Health Association DOI: 10.2105/AJPH.2008.150169
At the time of the study, Margaret M. Quinn, Pia K. Markkanen, Catherine J. Galligan, David Kriebel, Hyun Kim, Rebecca J. Gore, and Susan R. Sama were with the Department of Work Environment, University of Massachusetts, Lowell. Stephanie M. Chalupka was with the Department of Nursing, University of Massachusetts, Lowell. Angela K. Laramie and Letitia Davis are with the Occupational Health Surveillance Program, Massachusetts Department of Public Health, Boston. Correspondence: Correspondence should be sent to Margaret M. Quinn, ScD, Department of Work Environment, University of Massachusetts Lowell, 1 University Ave, Lowell, MA 01854 (e-mail: margaret_quinn{at}uml.edu). Reprints can be ordered at http://www.ajph.org by clicking on the "Reprints/Eprints" link.
Objectives. We quantified risks of sharp medical device (sharps) injuries and other blood and body fluid exposures among home health care nurses and aides, identified risk factors, assessed the use of sharps with safety features, and evaluated underreporting in workplace-based surveillance. Methods. We conducted a questionnaire survey and workplace-based surveillance, collaborating with 9 home health care agencies and 2 labor unions from 2006 to 2007. Results. Approximately 35% of nurses and 6.4% of aides had experienced at least 1 sharps injury during their home health care career; corresponding figures for other blood and body fluid exposures were 15.1% and 6.7%, respectively. Annual sharps injuries incidence rates were 5.1 per 100 full-time equivalent (FTE) nurses and 1.0 per 100 FTE aides. Medical procedures contributing to sharps injuries were injecting medications, administering fingersticks and heelsticks, and drawing blood. Other contributing factors were sharps disposal, contact with waste, and patient handling. Sharps with safety features frequently were not used. Underreporting of sharps injuries to the workplace-based surveillance system was estimated to be about 50%. Conclusions. Sharps injuries and other blood and body fluid exposures are serious hazards for home health care nurses and aides. Improvements in hazard intervention are needed.
Home health care is one of the fastest growing industries in the United States.1 Approximately 7.6 million people receive care in their homes from nurses, aides, and other professionals employed by more than 17 000 provider organizations.2 Home health care will continue to grow as a result of the aging population, technological advances, health care cost containment, infection control, and the common desire to be cared for at home.1,3,4 Many medical procedures performed in hospitals are increasingly also performed at home,1 and a significant number of these procedures require the use of sharp medical devices (sharps) such as hypodermic needles, lancets, and intravenous systems. In addition to the sharps used by home health care clinicians, approximately 8 to 9 million Americans self-inject medications at home, and many more use lancets to perform routine glucose tests.5 It is estimated that every year more than 2 billion needles and syringes are used by self-injectors outside of traditional health care settings, mostly by people with diabetes to administer insulin.6 Most of these needles are disposed of in household trash.5,6 Health care workers are at risk for infection from bloodborne pathogens as a result of percutaneous injuries from sharps and also from mucous membrane and skin exposures to contaminated blood or body fluids. Occupational exposure to bloodborne pathogens, particularly hepatitis B, HCV, or HIV, can result in debilitating or fatal disease, and even when postexposure prophylaxis is timely and effective, treatments have serious health and economic consequences.7,8 The public health magnitude of sharps injuries and other blood and body fluid exposures in health care remains poorly defined because surveillance has been limited. Although workplaces in which there is the potential for bloodborne pathogen exposures are required to have reporting systems under the Occupational Safety and Health Administration (OSHA) bloodborne pathogen standard,9 workplaces may not implement them effectively or workers may not report to them. Research on the risks and reporting of sharps injuries and other blood and body fluid exposures has largely focused on hospitals; only a few recent studies have focused on home health care.5,8,10–19 Home health care is understudied in part because work settings are geographically dispersed, the home is seldom recognized as a work environment,17 and the workforce is made up mainly of women.20 In addition, home health care aides earn low wages and are often immigrants or members of racial/ethnic minority groups.21–29 We evaluated sharps injuries and other blood and body fluid exposures in a population of home health care nurses and aides by quantifying risks, identifying risk factors, assessing the availability and use of sharps with safety features, and evaluating underreporting in workplace-based surveillance.
The study was designed in multiple phases, including focus groups involving direct care workers and in-depth interviews with home health care agency managers and union representatives, a questionnaire survey, and the establishment of home health care agency-based bloodborne pathogen surveillance systems. The focus groups and interviews were used to investigate the nature of home health care work and its associated occupational health and safety hazards, especially those related to sharps injuries and other blood and body fluid exposures. This qualitative phase also informed the development of a comprehensive questionnaire survey. Details of the qualitative phase have been reported elsewhere.17,30 In this article, we describe the results of the survey and the home health care agency-based surveillance system.
Survey Population Recruitment and Administration Details regarding survey population recruitment and administration have been provided elsewhere.30 Briefly, all employees with direct patient care job duties at home health care agencies or represented by home health care unions were sent a questionnaire either through their agencies or via the US mail. Union-recruited members returned the questionnaire by mail; participants at agencies returned the questionnaire in person during an on-site promotional event organized by the research team, to a secure collection box in the agency office, or through the US mail. Several home health care agencies had multiple office locations, yielding a total of 26 sites for the agency survey administration. A total of 1772 questionnaires were distributed between October 2006 and May 2007.
Questionnaire Development Outcome definitions. Workers who had been stuck or cut by a previously used sharp object, such as a needle or lancet, in home healthcare work were defined as having experienced a sharps injury. The questionnaire asked separately about other blood and body fluid exposures, defined as blood or body fluids coming in direct contact with one's eyes, mouth, or broken skin during home health care work. The OSHA bloodborne pathogen standard focuses primarily on blood or other body fluids that contain blood. However, it recognizes that health care workers may not know whether body fluids contain blood and also that nonbloody body fluids are potentially infectious. In our study, the other blood and body fluid exposure category included exposure to all body fluids, whether or not they were visibly bloody. Participants were asked about sharps injuries and other blood and body fluid exposures occurring over 2 different time intervals. First, they were asked whether they had ever been stuck or cut (or had blood or body fluids come in direct contact with their eyes, mouth, or broken skin) during home health care work. They then were asked how many times in the preceding 12 months they had experienced a sharps injury (or other blood and body fluid exposures in a separate question). Those who reported ever having experienced at least 1 sharps injury or other blood and body fluid exposure were asked to consider the most recent event and to respond to open-ended questions that elicited detailed narratives on the timing of and circumstances leading up to the event, as well as associated risk factors. The most recent event was the unit of analysis chosen for the detailed responses to improve recall by focusing on a specific event rather than generalizations about past experiences. Reporting, training, and use and availability of sharps with safety features. A set of questions asked participants whether their most recent sharps injury or other blood and body fluid exposure was reported to their employer, the timing of reporting after the event, or, if relevant, their reasons for not reporting. Also in relation to the most recent sharps injury, questions were asked about the type of device involved and the use and availability of sharps with safety features. In addition, all nurses and aides were asked about reporting and training in general, and all nurses were asked about the use and availability of sharps with safety features in general. General reporting was investigated with questions about whether respondents were aware of their employer's reporting system and why a home health care worker might not report a sharps injury or other blood and body fluid exposure. Training on the employer's reporting system and on the use and disposal of sharps also was investigated. Risk factors. The risk factor evaluation had 2 objectives: (1) to quantify the prevalence of factors contributing to sharps injuries and other blood and body fluid exposures reported in the focus group phase of the study and (2) to identify whether risk factors for injuries and exposures found in previous studies, conducted primarily in hospitals, were relevant to home health care. The second objective was intended to be exploratory to inform the development of future, more in-depth risk factor analyses. The questionnaire included sections on sociodemographic characteristics, job experience, and other factors potentially related to the risk of a sharps injury or other blood and body fluid exposure, including patient care procedures such as injecting medication and placing sharps into containers, work environment factors such as lack of work space and awkward postures, patient characteristics such as aggressive and uncooperative behavior, and work organization factors such as time pressures and safety climate. These risk factor questions involved closed-end responses.
Survey Data Entry and Analysis
An intercept-only Poisson regression model with robust variance was used to estimate annual incidence rates.35 We standardized rates per 100 full-time-equivalent (FTE) employees by expressing weekly hours worked from the questionnaire responses as a fraction of 40 hours, assuming a 50-week work year. We conducted the
Home Health Care Agency–Based Surveillance Systems
A total of 1225 completed surveys were returned, yielding an overall response rate of 69%. For the purposes of our data analyses, we created 3 occupational groups based on the type of care provided: nurses (registered nurses and licensed practical nurses) made up 64% of the respondents; aides (certified home health aides, certified nurses aides, and personal care attendants) accounted for 23%; and those from other categories (homemakers, physical therapists, physical therapy assistants, occupational therapists, occupational therapy assistants, and social workers) accounted for 13%. The study population was predominantly female (96%) and White (91%). The average age of nurses and aides was similar (48 and 47 years, respectively), and both groups had worked in home health care for an average of 11 years. Twenty-nine percent of nurses and 26% of aides were represented by unions. Most participants worked full time (52%) or part time (38%); 10% were per-diem employees (an occupational term used in the industry) hired on a contingency basis and covering a wide range of hours. Because of the heterogeneity of the "other" occupational group, the results described in the sections that follow focus on nurses and aides.
Risk of Sharps Injuries and Other Blood and Body Fluid Exposures
Although based on small numbers, the risk of sharps injuries was substantial among aides as well, despite the fact that their scope of responsibilities seldom involved direct use of sharps. More than 6% of aides reported a sharps injury at some time in their home health care career, and although only 2 sharps injuries were reported during the preceding year, this resulted in an annual sharps injury incidence rate of 1.0 per 100 FTE aides (95% confidence interval [CI] = 0.2, 4.0). Over their home health care careers, nurses had about twice the risk of other blood and body fluid exposures of aides (15.1% vs 6.7%); however, the annual exposure incidence rates were similar in the 2 groups (6.3 per 100 FTE nurses and 6.5 per 100 FTE aides). Risk factors. The medical procedures most frequently performed by nurses when they experienced sharps injuries were injections (31%), fingersticks or heelsticks (23%), and blood draws (22%; Table 2). Examination of the types of devices used during these procedures (data not shown) showed that the majority were hollow bore needles (76%) and cutting blades such as lancets (21%). Sharps injuries among aides were most often caused by contact when disposing of used sharps (28%). Notably, the next most risky procedure among both nurses and aides was placing sharps into containers (27% and 22%, respectively), and 6% of aides associated their injuries with emptying sharps containers.
When the timing of sharps injuries was evaluated, it was found that most such injuries occurred after the sharp had already been used for its intended medical procedure. Of the 275 most recent sharps injuries among nurses, 58% occurred after use and before disposal, whereas 25% occurred during or after disposal. Of the 18 most recent sharps injuries among aides, 44% occurred after use and before disposal and 44% occurred during or after disposal. The medical procedure most often contributing to other blood and body fluid exposures among nurses was debriding (29%). Contact with waste was the top risk factor for exposures among aides and second among nurses. Both nurses and aides identified lack of work space and clutter or unclean conditions as work environment factors contributing to sharps injuries and other blood and body fluid exposures, and awkward postures were a primary risk factor for exposures in both groups. Patient handling tasks contributed to nearly three fourths of exposures among aides (53% reported that the event was related to a patient needing physical support, and 21% identified patient lifting as contributing to the exposure). Aggressive or uncooperative patients were a contributing factor in more than half of the exposures among aides and nearly a third among nurses. With respect to work organizational risk factors, almost 25% of nurses reported that time pressures contributed to their sharps injuries. Job characteristics and annual incidence rates. There was a pronounced effect of employment status on rates of both sharps injuries and other blood and body fluid exposures: the highest rate was among per-diem nurses (13.4 per 100 FTE), followed by part-time (9.1 per 100 FTE) and full-time (2.9 per 100 FTE) nurses (Table 3). Data were not sufficient to investigate injury and exposure rates by employment status among aides. The rate of sharps injuries among nurses with shorter home health care tenures—less than 5 years—was approximately 3 times the rate among those with more than 5 years of experience. There was no effect of tenure on the rate of other blood and body fluid exposures among nurses.
In response to the question "How satisfied are you with your current home health care job?" 67% of all nurses (n = 787) and 73% of all aides (n = 282) reported being satisfied; 27% of nurses and 19% of aides were somewhat satisfied, and only 2% of both groups were not satisfied. When annual sharps injury and other blood and body fluid exposure rates among nurses were evaluated according to job satisfaction, results showed that those who reported being not at all satisfied or somewhat satisfied had almost 3 times the annual sharps injury incidence rate and nearly twice the annual rate of other blood and body fluid exposures of those who were satisfied (Table 3). With respect to workplace safety climate, more aides than nurses agreed with the statement "I believe patient care comes before employee safety in my workplace" (21% vs 15%). When annual incidence rates of sharps injuries and other blood and body fluid exposures were evaluated according to this statement, it was found that the rates of both injuries and exposures were more than twice as high among those who agreed with the statement than among those who disagreed (Table 3). These and other risk factors have been investigated in more detail elsewhere.38 Sharps with and without safety features. Nurses (n = 787) were asked about their use of sharps with and without safety features. Nearly all (89%) reported that their employers supplied at least some sharps with safety features, and nearly all nurses were currently using such devices. However, many nurses (39%) reported that use of sharps without safety features was still common, and 30% reported sometimes having to use a sharp with a safety feature for which they had not received training. The main reasons for not using sharps with safety features even when they were provided were that these devices were more difficult to use than a standard device (reported by 26% of nurses), the safety features did not work well (24%), and more time was needed to perform the procedure than with a standard device (7%). The principal procedures for which nurses were using sharps without safety features were injecting medication, drawing blood, and administering fingersticks or heelsticks. To further evaluate use of sharps with safety features, we analyzed the sharps injuries reported by nurses between 2001 and 2007, the period after passage of the Needlestick Safety and Prevention Act (Public Law 106-430, 114 STAT. 1901, November 6, 2000); this legislation revised the OSHA bloodborne pathogen standard to explicitly require the use of sharps with safety features. In 65% of the 124 sharps injuries reported among nurses during that period, the sharp involved did not have a safety feature (Figure 1). Among the 31% of injuries in which the sharp did have a safety feature, the nurse reported that the safety feature failed 28% of the time. Two thirds of the nurses who reported an injury from a sharp without a safety feature stated that a safety feature might have prevented the injury.
Reporting of Sharps Injuries The aforementioned pilot surveillance system established in the 2 home health care agencies received reports of 7 sharps injuries (all among nurses) during the survey period. The survey covering the same agencies for the same period recorded 12 sharps injuries (again all among nurses). The latter number was probably an underestimate because the survey response rate in the participating agencies was only 73%. Correcting for this underestimation, the actual number of sharps injuries among workers in these 2 agencies would be expected to be 16, slightly more than twice the number reported to the Massachusetts Department of Public Health surveillance system. In their survey responses regarding their main reasons for not reporting sharps injuries and other blood and body fluid exposures to their employer, nurses and aides most frequently cited lack of time (61%) and fear of being blamed or getting in trouble (48%). The next most frequent reasons were perception that the risk of infection is low (45%), concerns about confidentiality (28%), and not knowing how to report injuries or exposures (23%).
Our results provide documentation that the home is not necessarily a safe work environment and that home health care nurses and aides experience serious hazards, including sharps injuries and other blood and body fluid exposures. Often the home is not recognized as a legitimate workplace with associated hazards, and this lack of recognition can lead to difficulty in implementing effective public health interventions.
Comparison With Previous Studies Trinkoff et al. reported that 8.5% of 164 registered nurses in home health care, hospice, or assisted living systems had suffered a needlestick injury in the year prior to a mail survey.40 Dement et al. reported 6.9 percutaneous injuries per 100 FTE inpatient nurses and 3.0 percutaneous injuries per 100 FTE ambulatory care and administrative nurses in a large US medical center.41
Public Health Impact It is likely that our risk estimates are underestimates of national averages because our partner home health care agencies were motivated to participate based on their concern for employee health, and thus these agencies may provide better than average health and safety conditions. We made no attempt to characterize workplaces where nurses or aides were hired directly by the patient; in such situations, injury rates could be higher because of the lack of formal occupational safety and health training legally required of home health care agencies. In addition, our risk estimates for other blood and body fluid exposures were likely to be low because many nurses and aides reported that such exposures occur "all the time" and "they are part of our job," perhaps making accurate recall difficult. Also, nurses and aides did not always know whether a body fluid contained blood. These conditions contrast with sharps injuries, which are relatively rare and marked by a sudden physical impact. Moreover, knowing that sharps are a risk for hepatitis and HIV charges such events with fear, making them more memorable. For these reasons, we chose to analyze sharps injuries and other blood and body fluid exposures separately.
Interventions Although awkward postures and patient handling activities are well-documented musculoskeletal strain hazards, our data show that they may also contribute to sharps injuries and especially other blood and body fluid exposures among aides (Table 2). Meyer and Muntaner found that, in home health care, equipment and assistance for lifting and moving or for responding to a patient's fall may be minimal or nonexistent.45 We found that uncooperative or aggressive patients also contributed to blood and body fluid exposures, especially among aides (Table 2). Our findings and those of Meyer and Muntaner point to the need for safe patient handling interventions that can be implemented effectively in the home. Both nurses and aides frequently associated a sharps injury or other blood and body fluid exposure with lack of work space and cluttered or unclean conditions, and aides identified cleaning tasks as important contributors to sharps injuries. We learned through the survey narratives and our earlier focus groups that at-home patients with chronic diseases such as diabetes often reuse their sharps. In 2004, diabetes mellitus was the fourth largest diagnosis on Medicare's list of the conditions for which home health care is most frequently used.2 Our agency and union partners emphasized the need for a public health campaign aimed at patients to help them prepare their homes for safe home health care and to understand that the safety of the home health care worker and the patient are linked.
Contributing Factors We also found that home health care nurses reporting lower levels of job satisfaction were more than twice as likely as those with higher job satisfaction to have experienced a sharps injury in the preceding 12 months (Table 3). In addition, home health care nurses who agreed that "patient care comes before employee safety in my workplace" were more than twice as likely as those who disagreed with this statement to have a sharps injury (Table 3). Caution is needed because the direction of a causal relationship cannot be established with cross-sectional data. Our findings are consistent with the results of the cross-sectional studies of Gershon et al., who found a 2-fold higher risk of sharps injuries among nonhospital-based nurses reporting low job satisfaction than among those who were satisfied,13 and Clarke et al., who showed that work environment and organizational climate factors are positively associated with sharps injuries among nurses working in hospitals.47,48
Sharps With Safety Features
Occupational Safety and Health Training Training for home health care nurses and aides should emphasize taking protective action as if all patients presented a risk with respect to bloodborne pathogens. Underreporting of bloodborne pathogen exposures in any health care setting hinders not only essential postexposure care of injured or exposed clinicians but also implementation of preventive measures (e.g., regulatory or workplace policies, engineering controls, work practice measures).49
Conclusions
The questionnaire and study protocols were approved by the institutional review board of the University of Massachusetts Lowell.
Peer Reviewed M. M. Quinn and L. Davis originated the study. M. M. Quinn directed all aspects and drafted the article. P. K. Markkanen, C. J. Galligan, D. Kriebel, S. M. Chalupka, H. Kim, R. J. Gore, S. R. Sama, A. K. Laramie, and L. Davis helped to conceptualize ideas, collect and interpret data, and review drafts of the article. A. K. Laramie and L. Davis supervised the surveillance. P. K. Markkanen and C. J. Galligan supervised the survey data collection. M. M. Quinn, P. K. Markkanen, D. Kriebel, H. Kim, R. J. Gore, and S. R. Sama conducted the data analyses. Accepted for publication February 14, 2009.
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